Benjamin Fowler Gurley

Employer firm

Heartwood Wealth Advisors, LLC CRD 300273

$1.55B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 06/2019
  Wells Fargo Advisors Financial Network, Llc
  Richmond, VA
• 09/2016 → Present
  Heartwood Wealth Advisors Llc
  Richmond, VA
• 03/2021 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2016-10-27 → 2019-06-05
  Wells Fargo Advisors Financial Network, Llc
  Richmond, VA

Other Businesses

(1) HEARTWOOD WEALTH ADVISORS, LLC; INVESTMENT RELATED; At Registered Location; RIA; DIRECTOR, OWNER; 09/06/2016; 120 HRS PER MONTH; 5 HRS DURING TRADING; FINANCIAL ADVISOING & NORMAL RIA DUTIES. (2) PKS Financial; Investment Related; 80 State Street, Albany, NY 12207; Fixed/Traditional Insurance; Title- Agent; Start Date- 03/2021; 4 Hrs/Mth; 4 Hrs During Securities Trading Hours; Sales of Fixed/Traditional Insurance Products. (3) Fixed Insurance; Investment Related; At Registered Location; Fixed/Traditional Insurance; Position- Agent; Start- 9/6/2016; 5 Hrs/Mth; .5 During Securities Trading Hours; Sales of Fixed/Traditional Insurance Products.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-10-27
• S63 Uniform Securities Agent State Law Examination
  2015-08-19

Designations

• Certified Financial Planner

Other Names

• Ben Gurley
• Benjamin F Gurley