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Current Employers
Redhawk Wealth Advisors, Inc.

8500 Normandale Lake Blvd Suite 960, Minneapolis, MN 55437 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-10-02
  • MN RA
    APPROVED
    Since 2023-10-02

Branch Locations

600 Highway 169 South, Suite 1140, St. Louis Park, MN 55426 • United States

8500 Normandale Lake Blvd Suite 960, Minneapolis, MN 55437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance And Associates Minnetonka MN 02/2008 09/2023
Focus Financial Network, Inc Minneapolis MN 02/2008 09/2023
Redhawk Wealth Advisors, Inc. Minneapolis MN 10/2023 Present
  • 02/2008 → 09/2023
    Royal Alliance And Associates
    Minnetonka, MN
  • 02/2008 → 09/2023
    Focus Financial Network, Inc
    Minneapolis, MN
  • 10/2023 → Present
    Minneapolis, MN
Previous Registrations
  • 2008-03-17 → 2023-10-03
    Minneapolis, MN
    St. Louis Park, MN
Other Businesses

1. REDHAWK WEALTH ADVISORS, INC.; INVESTMENT-RELATED; 600 Highway 169 South, Suite 1140, St. Louis Park, MN 55426; INVESTMENT ADVISORY FIRM; INVESTMENT ADVISOR REPRESENTATIVE; FINANCIAL ADVISOR; 10/2023; 10% OF TIME; 100% DURING TRADING HOURS. 2. BASELINE STRATEGY LLC POSITION: Owner/President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 1/1/2022 ADDRESS: 600 Highway 169 South, Suite 1140, St. Louis Park, MN 55426, United States DESCRIPTION: Set up LLC to run revenue and expenses of my financial advisory practice thru. Duties encompass all aspects in running a financial advisory practice. This business is not held out to public, strictly a operational business to facilitate revenue and expense from my financial advisory practice 3. PCT PARTNERS POSITION: member NATURE: Partnership to manage office space INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/23/2023 ADDRESS: 600 Highway 169 South, Suite 1140, St. Louis Park, MN 55426 United States DESCRIPTION: assist in managing services involved in running office space. 4. PERSONAL REPRESENTATIVE ON PARENTS (DALLAS AND DELORIS HOLM WILL POSITION: Personal Representative on will NATURE: Named as personal representative on parents Dallas and DeLoris Holm INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/02/2014 ADDRESS: 4405 Woodland Road W, Edina MN 55424, United States DESCRIPTION: No duties performed until death as such, have not started this activity as a result, so date started activity is listed as today, because actual date is unknown at this time.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-11
  • S66 Uniform Combined State Law Examination
    2004-12-11

View on SEC IAPD

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