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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2020-08-06 |
| TX | RA | APPROVED | 2019-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Novi | MI | 08/2018 | Present |
| Capstone Partners, A Massmutual Firm | Newport Beach | CA | 06/2015 | 08/2017 |
| Saint Mary's College Of California | Moraga | CA | 08/2014 | 05/2018 |
| Charles Schwab Bank, Ssb | Novi | MI | 05/2020 | Present |
| Td Ameritrade, Inc. | Novi | MI | 08/2023 | 06/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-14 |
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