Wesley Lyle Bauer

Charles Schwab & Co., Inc.

CRD 6530731

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2017-02-02

OR RA
APPROVED

Since 2017-02-02

Branch Locations

975 Oak Street Suite 150, Eugene, OR 97401 • United States

1148 Broadway Suite 110, Tacoma, WA 98402-3589 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Eugene	OR	07/2015	Present
Vacation Races Inc	San Marcos	CA	03/2014	11/2017
Charles Schwab Bank, Ssb	Eugene	OR	11/2016	Present

07/2015 → Present

Charles Schwab & Co., Inc.

Eugene, OR
03/2014 → 11/2017

Vacation Races Inc

San Marcos, CA
11/2016 → Present

Charles Schwab Bank, Ssb

Eugene, OR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-12-02

S66 Uniform Combined State Law Examination

2015-12-02

Other Names

Wes Bauer

View on SEC IAPD

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Nearby Offices

ROEHL & YI INVESTMENT ADVISORS, LLC · EUGENE, OR

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