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Wesley Lyle Bauer

Charles Schwab & Co., Inc.

Eugene, OR

Tacoma, WA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2017-02-02
  • OR RA
    APPROVED
    Since 2017-02-02

Branch Locations

975 Oak Street Suite 150, Eugene, OR 97401 • United States

1148 Broadway Suite 110, Tacoma, WA 98402-3589 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Eugene OR 07/2015 Present
Vacation Races Inc San Marcos CA 03/2014 11/2017
Charles Schwab Bank, Ssb Eugene OR 11/2016 Present
  • 07/2015 → Present
    Charles Schwab & Co., Inc.
    Eugene, OR
  • 03/2014 → 11/2017
    Vacation Races Inc
    San Marcos, CA
  • 11/2016 → Present
    Charles Schwab Bank, Ssb
    Eugene, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-02
  • S66 Uniform Combined State Law Examination
    2015-12-02
Other Names
  • Wes Bauer

View on SEC IAPD

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Other Offices

ROEHL & YI INVESTMENT ADVISORS, LLC · EUGENE, OR
FINANCIAL FACILITATORS, INC. · EUGENE, OR
UBS FINANCIAL SERVICES INC. · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR
EDWARD JONES · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR

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