Mark Anthony Caleb Wells

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-06-15

NY RA
APPROVED

Since 2023-06-15

Branch Locations

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

1 New York Plaza, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	New York	NY	10/2010	06/2023
Morgan Stanley	New York	NY	06/2023	Present

10/2010 → 06/2023

Ameriprise Financial Services, Inc.

New York, NY
06/2023 → Present

Morgan Stanley

New York, NY

Previous Registrations

2011-06-13 → 2023-06-14

Ameriprise Financial Services, Llc

New York, NY
2010-05-05 → 2010-10-04

Chase Investment Services Corp.

Ridgewood, NY
2008-07-31 → 2009-05-13

Td Ameritrade, Inc.

New York, NY
2008-07-31 → 2009-05-13

Td Ameritrade Investment Management, Llc

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-07-29
S63	Uniform Securities Agent State Law Examination	2008-01-19

S66 Uniform Combined State Law Examination

2008-07-29
S63 Uniform Securities Agent State Law Examination

2008-01-19

Other Names

Mark Anthony Wells
Mark A Wells

View on SEC IAPD

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