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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-02-13 |
Branch Locations
3905 Dixie Hwy, Elsmere, KY 41018 • United States
405 Buttermilk Pike, Fort Mitchell, KY 41017 • United States
602 Madison Ave, Covington, KY 41011 • United States
2741 Turkeyfoot Rd, Crestview Hills, KY 41017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Covington | KY | 07/2015 | 11/2017 |
| J.P. Morgan Securities Llc | Cincinnati | OH | 11/2017 | 06/2021 |
| Jp Morgan Chase Bank | Cincinnati | OH | 11/2017 | 06/2021 |
| Strategic Advisers, Inc. | Covington | KY | 03/2016 | 11/2017 |
| U.S. Bancorp Investments, Inc. | Fort Mitchell | KY | 09/2021 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Fort Mitchell | KY | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-29 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-07 |
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