Andrew Lee Gogan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 10/2018
  Frs Partners
  Winter Park, FL
• 12/2016 → 10/2018
  Andrew Gogan (Self Employed)
  Winter Park, FL
• 12/2016 → 10/2018
  Planmember Securities Corporation
  Carpinteria, CA
• 06/2016 → 10/2018
  Us Employee Benefits Services Group Llc
  Winter Park, FL
• 06/2016 → 10/2018
  Us Retirement Partners (Usrp)
  Winter Park, FL
• 06/2016 → 10/2018
  Bencor, Inc.
  Winter Park, FL
• 10/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 10/2018 → Present
  Bank Of America, N.A.
  Chicago, IL

Previous Registrations

• 2016-01-21 → 2018-10-19
  Planmember Securities Corporation
  Oviedo, FL
  Winter Park, FL
  Sarasota, FL

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-07-22
• S65 Uniform Investment Adviser Law Examination
  2016-01-20

Other Names

• Andrew Gogan
• A.J. Gogan
• Andrew Lee Gogan
• Andrew Lee Gogan