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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-05-30
  • NC RA
    APPROVED
    Since 2023-05-30

Branch Locations

1525 W W T Harris Blvd, Charlotte, NC 28262 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tax Defense Network Jacksonville FL 06/2016 01/2017
Fidelity Investments Jacksonville FL 05/2020 02/2021
Voya Financial Jacksonville FL 03/2017 09/2017
Convergys Corp Jacksonville FL 09/2017 03/2018
Dunkin Donuts Jacksonville FL 06/2018 03/2019
Miller'S Ale House Jacksonville FL 04/2019 03/2020
Unemployed Jacksonville FL 03/2018 06/2018
Cuppy'S Coffee Cafe Jacksonville FL 03/2019 04/2019
The Vanguard Group, Inc. Charlotte NC 08/2021 03/2022
Unemployed Jacksonville FL 02/2021 03/2021
Self Employed Jacksonville FL 03/2021 Present
Disys Charlotte NC 11/2022 01/2024
Wells Fargo Clearing Services Charlotte NC 02/2022 Present
  • 06/2016 → 01/2017
    Tax Defense Network
    Jacksonville, FL
  • 05/2020 → 02/2021
    Fidelity Investments
    Jacksonville, FL
  • 03/2017 → 09/2017
    Voya Financial
    Jacksonville, FL
  • 09/2017 → 03/2018
    Convergys Corp
    Jacksonville, FL
  • 06/2018 → 03/2019
    Dunkin Donuts
    Jacksonville, FL
  • 04/2019 → 03/2020
    Miller'S Ale House
    Jacksonville, FL
  • 03/2018 → 06/2018
    Unemployed
    Jacksonville, FL
  • 03/2019 → 04/2019
    Cuppy'S Coffee Cafe
    Jacksonville, FL
  • 08/2021 → 03/2022
    The Vanguard Group, Inc.
    Charlotte, NC
  • 02/2021 → 03/2021
    Unemployed
    Jacksonville, FL
  • 03/2021 → Present
    Self Employed
    Jacksonville, FL
  • 11/2022 → 01/2024
    Disys
    Charlotte, NC
  • 02/2022 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
Previous Registrations
Other Businesses

NAME OF BUSINESS: Fuego Morenito LLC NON-INVESTMENT ADDRESS (City/State): Jacksonville, Fl NATURE OF BUSINESS: Cookie Baking POSITION: Owner/Baker START DATE (Month/Year): 03/2021 APPROXIMATE HOURS PER MONTH: 20 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Baking and selling cookies

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-04
S63 Uniform Securities Agent State Law Examination 2020-09-14
  • S66 Uniform Combined State Law Examination
    2021-10-04
  • S63 Uniform Securities Agent State Law Examination
    2020-09-14
Other Names
  • Jake Lee Grant
  • Jacob L Grant
  • Jacob L Grant
  • Jacob Lee Grant
  • Jacob Grant

View on SEC IAPD

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