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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-11-18 |
| SC | RA | APPROVED | 2021-11-18 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Investors Distribution Company | Charlotte | NC | 07/2015 | 08/2017 |
| Brighthouse Securities, Llc | Charlotte | NC | 09/2017 | 09/2017 |
| Axa Advisors, Llc | New York | NY | 09/2017 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/2017 | 11/2021 |
| Lpl Financial Llc | Fort Mill | SC | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-10 |
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