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Brendan Scarafone

Bts Asset Management, Inc.

Lincoln, MA

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Current Employers
Bts Asset Management, Inc.

55 Old Bedford Road Suite 203, Lincoln, MA 01773 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-04-23
  • MA RA
    APPROVED
    Since 2026-04-23

Branch Locations

55 Old Bedford Road Suite 203, Lincoln, MA 01773 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Ins Co Waltham MA 05/2015 11/2016
Nylife Securities, Llc Waltham MA 10/2015 11/2016
Bts Asset Management Lexington MA 11/2016 Present
  • 05/2015 → 11/2016
    New York Life Ins Co
    Waltham, MA
  • 10/2015 → 11/2016
    Nylife Securities, Llc
    Waltham, MA
  • 11/2016 → Present
    Bts Asset Management
    Lexington, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-22
S63 Uniform Securities Agent State Law Examination 2017-02-04
  • S65 Uniform Investment Adviser Law Examination
    2018-01-22
  • S63 Uniform Securities Agent State Law Examination
    2017-02-04
Other Names
  • Brendan Joseph Scarafone

View on SEC IAPD

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Other Offices

PEAR TREE PARTNERS, LP · LINCOLN, MA
PEAR TREE ADVISORS, INC. · LINCOLN, MA
U. S. BOSTON CAPITAL CORPORATION · LINCOLN, MA
FIDUCIARY TRUST INTERNATIONAL, LLC · LINCOLN, MA
ROBERTSON STEPHENS · Lincoln, MA
U. S. BOSTON CAPITAL CORPORATION · LINCOLN, MA
PEAR TREE ADVISORS, INC. · LINCOLN, MA
LPL FINANCIAL LLC · HANSCOM A F B, MA

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