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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Van Eck Securities Corporation | Tampa | FL | 06/2015 | 11/2019 |
| Pacer Financial, Inc. | Malvern | PA | 12/2019 | 03/2022 |
| The Mather Group, Llc | Chicago | IL | 04/2022 | 11/2022 |
| Onedigital Investment Advisors Llc | Overland Park | KS | 02/2023 | 06/2024 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 06/2024 | Present |
Name: Amway Global, Investment-Related: No Address: 7575 Fulton Street East, Ada, MI Nature: Personal Products, Position/Title:, Independant Sales, Start: 5/15/23 Hours/Month: 10, Hours during Market Hours: 0, Duties: Sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-13 |
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