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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-11
AZ RA APPROVED 2024-07-25
  • TX RA
    APPROVED
    Since 2026-03-11
  • AZ RA
    APPROVED
    Since 2024-07-25

Branch Locations

1988 E. Baseline Road Suite 101, Tempe, AZ 85283 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Loves Park IL 07/2015 08/2019
Raymond James & Associates, Inc. Tempe AZ 08/2019 02/2022
Raymond James Financial Services, Inc. Tempe AZ 02/2022 Present
  • 07/2015 → 08/2019
    Raymond James & Associates
    Loves Park, IL
  • 08/2019 → 02/2022
    Raymond James & Associates, Inc.
    Tempe, AZ
  • 02/2022 → Present
    Raymond James Financial Services, Inc.
    Tempe, AZ
Other Businesses

(1)Name of Business: Buechting Financial Address: 1988 E Baseline Rd Ste 101, Tempe, AZ, 85283-1536, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/28/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered Assistant that provides service to new/existing clients

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-28
S63 Uniform Securities Agent State Law Examination 2019-09-27
  • S66 Uniform Combined State Law Examination
    2024-06-28
  • S63 Uniform Securities Agent State Law Examination
    2019-09-27

View on SEC IAPD

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