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James Keith Tate

Raymond James Financial Services Advisors, Inc

Venice, FL

CRD 6529153

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-08
TX RA APPROVED 2026-05-04
  • FL RA
    APPROVED
    Since 2026-05-08
  • TX RA
    APPROVED
    Since 2026-05-04

Branch Locations

2351 E. Venice Avenue, Venice, FL 34292 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Venice FL 07/2015 05/2022
Stifel Independent Advisors, Llc Venice FL 06/2022 05/2026
Raymond James Financial Services, Inc. Venice FL 05/2026 Present
Raymond James Financial Services Advisors, Inc. Venice FL 05/2026 Present
Jake Tate Gwp, Llc Venice FL 01/2022 05/2026
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-07
  • S66 Uniform Combined State Law Examination
    2016-12-07
Designations
  • Certified Financial Planner
Other Names
  • James Tate
  • Jake Tate

View on SEC IAPD

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