Stephen Vincent Gagliardi

Employer firm

Greenline Wealth Management CRD 298397

$117M regulatory AUM 143 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Greenline Wealth Management

301 Yamato Road Suite 3151, Boca Raton, FL 33431 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-05-06
TX	RA	APPROVED_RES	2024-07-02

FL RA
APPROVED

Since 2025-05-06
TX RA
APPROVED_RES

Since 2024-07-02

Branch Locations

301 Yamato Road Suite 3151, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Adp Broker-Dealer, Inc.	Florham Park	NJ	07/2015	07/2018
Greenline Wealth Management Llc Dba Greenline Wealth Management	Boca Raton	FL	08/2018	Present
Greenline Planning Llc	Boca Raton	FL	09/2020	Present

07/2015 → 07/2018

Adp Broker-Dealer, Inc.

Florham Park, NJ
08/2018 → Present

Greenline Wealth Management Llc Dba Greenline Wealth Management

Boca Raton, FL
09/2020 → Present

Greenline Planning Llc

Boca Raton, FL

Other Businesses

1.Greenline planning LLC; Managing Member; 09/2020; Boca Raton, FL; investment related: no; passthrough company for tax purposes. 0 hours per month 0 during securities trading. .

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-08-08
S63	Uniform Securities Agent State Law Examination	2015-08-17

S65 Uniform Investment Adviser Law Examination

2018-08-08
S63 Uniform Securities Agent State Law Examination

2015-08-17

View on SEC IAPD