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200 Berkeley Street, Boston, MA 02116 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-06-09 |
| MA | RA | APPROVED | 2021-04-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | South Windsor | CT | 06/2015 | 07/2017 |
| The Prudential Insurance Company Of America | South Windsor | CT | 02/2016 | 07/2017 |
| Massmutual | Springfield | MA | 12/2019 | 12/2020 |
| Mml Distributors, Llc | Phoenix | AZ | 01/2020 | 12/2020 |
| Enterprise Rent-A-Car | Merritt Island | FL | 01/2017 | 12/2019 |
| John Hancock Investment Management Distributors Llc | Boston | MA | 01/2021 | 04/2022 |
| John Hancock | Boston | MA | 01/2021 | 04/2022 |
| John Hancock Distributors Llc | Boston | MA | 04/2022 | 06/2024 |
| John Hancock | Boston | MA | 04/2022 | Present |
| Manulife John Hancock Brokerage Services | Boston | MA | 06/2024 | Present |
1.OBA Name: JHRPS Education Retirement Consultant 2.Is the OBA investment-related: No 3.OBA Address: 200 Berkeley Street, Boston, MA 02116 4.Nature of the OBA: Retirement Plan Services Education 5.Your Position, Title, or Relationship with the OBA: Retirement Consultant 6.Your Start Date with the OBA: December 19, 2025 7.Approximate number of hours per month you devote to the OBA: 75 8.Number of hours you devote to the OBA during securities trading hours: 3 9.Brief description your duties related to the OBA: The representative, acting on behalf of our affiliate, John Hancock Retirement Plan Services, LLC ("JHRPS"), provides educational information to participants in qualified retirement plans administered by JHRPS who are eligible to take a distribution from their plan (due to termination, retirement or other events). This education covers options available to the participant under the terms of their plan, including keeping the assets in the plan, rolling their assets to a new employer's plan (if applicable), taking a cash distribution, or rolling their asset to an IRA. 10.How are you compensated: Salary and bonus
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-13 |
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