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300 Kimball Drive Suite 310, Parsippany, NJ 07054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-10-20 |
Branch Locations
377 Butterfield Road Suite 430, Lombard, IL 60148 • United States
300 Kimball Drive Suite 310, Parsippany, NJ 07054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Chicago | IL | 07/2015 | 09/2022 |
| Bank Of America, N.A. | Chicago | IL | 09/2022 | 06/2024 |
| Jp Morgan | Chicago | IL | 08/2015 | 09/2022 |
| Merrill Lynch | Chicago | IL | 09/2022 | 05/2024 |
| Kevin Spahn | Lombard | IL | 06/2024 | 10/2025 |
| Northwestern Mutual Investment Services Llc | Lombard | IL | 06/2024 | 10/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2024 | 10/2025 |
| Bleakley Financial Group Dba Spahn Financial & Onepoint Bfg | Parsippany | NJ | 10/2025 | Present |
1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES FOR THE SALES OF INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-10 |
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