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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2018-03-20 |
Branch Locations
4851 Tamiami Trl N Suite 302, Naples, FL 34103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Estero | FL | 01/2016 | 01/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2015 | 02/2018 |
| Unemployed | Naples | FL | 02/2018 | 02/2018 |
| Northwestern Mutual Investment Services Llc | Estero | FL | 01/2016 | 01/2018 |
| Steven Dugal | Metairie | LA | 03/2018 | 12/2018 |
| Northwestern Mutual Investment Services Llc | Metairie | LA | 03/2018 | 08/2025 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2019 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2019 | Present |
| Northwestern Mutual Insurance Services Llc | Naples | FL | 08/2025 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2. DENALI AVENUE, DENALI AVENUE, BATON ROUGE, , LOUISIANA, 70810, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 10/31/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, REAL ESTATE RENTAL. NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-27 |
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