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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2018-03-20
  • LA RA
    APPROVED
    Since 2018-03-20

Branch Locations

4851 Tamiami Trl N Suite 302, Naples, FL 34103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Estero FL 01/2016 01/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2015 02/2018
Unemployed Naples FL 02/2018 02/2018
Northwestern Mutual Investment Services Llc Estero FL 01/2016 01/2018
Steven Dugal Metairie LA 03/2018 12/2018
Northwestern Mutual Investment Services Llc Metairie LA 03/2018 08/2025
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2019 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2019 Present
Northwestern Mutual Insurance Services Llc Naples FL 08/2025 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2. DENALI AVENUE, DENALI AVENUE, BATON ROUGE, , LOUISIANA, 70810, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 10/31/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, REAL ESTATE RENTAL. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-27
  • S66 Uniform Combined State Law Examination
    2017-06-27
Other Names
  • Andrew Nelson
  • Andrew D Nelson

View on SEC IAPD

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