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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-18
NC RA APPROVED 2021-12-01
  • TX RA
    APPROVED
    Since 2024-12-18
  • NC RA
    APPROVED
    Since 2021-12-01

Branch Locations

4521 Sharon Rd Suite 400, Charlotte, NC 28211 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Technologies Corporation Farmington CT 07/2016 08/2018
Carroll Financial Associates Charlotte NC 08/2018 11/2021
Cetera Advisor Networks El Segundo CA 09/2018 10/2021
Lpl Financial Llc Charlotte NC 11/2021 06/2025
Wealth Enhancement Advisory Services Charlotte NC 11/2021 Present
Wealth Enhancement Group Charlotte NC 11/2021 Present
Wealth Enhancement Brokerage Services Charlotte NC 12/2021 Present
  • 07/2016 → 08/2018
    United Technologies Corporation
    Farmington, CT
  • 08/2018 → 11/2021
    Carroll Financial Associates
    Charlotte, NC
  • 09/2018 → 10/2021
    Cetera Advisor Networks
    El Segundo, CA
  • 11/2021 → 06/2025
    Lpl Financial Llc
    Charlotte, NC
  • 11/2021 → Present
    Wealth Enhancement Advisory Services
    Charlotte, NC
  • 11/2021 → Present
    Wealth Enhancement Group
    Charlotte, NC
  • 12/2021 → Present
    Wealth Enhancement Brokerage Services
    Charlotte, NC
Previous Registrations
  • 2018-10-26 → 2021-12-08
    Carroll Financial Associates Inc
    Charlotte, NC
  • 2018-10-20 → 2018-10-24
    Cetera Wealth Services, Llc
    Charlotte, NC
Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES LLC - DBA: (Hybrid) Wealth Enhancement Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 99% - I provide investment advisory services through Wealth Enhancement Advisory Services, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. Wealth Enhancement Group - Investment Related - Charlotte, NC - Fixed Insurance - VP, Financial Advisor - Start Date: 07/2025 - 1 Hour Spent Per Month, 1 Hour Spent During Trading Hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-17
  • S66 Uniform Combined State Law Examination
    2018-10-17
Designations
Other Names
  • John Patterson
  • Jay Patterson
  • John Andrew Patterson

View on SEC IAPD

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