Colin Christopher Farley

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 07/2021
  Ameriprise Financial Services, Inc
  Minneapolis, MN
• 07/2021 → 11/2021
  Fidelity Investments
  Minneapolis, MN
• 05/2022 → 06/2023
  Thrivent Financial
  Appleton, WI
• 12/2021 → 02/2022
  Ameriprise Financial Services, Inc
  Minneapolis, MN
• 02/2022 → 05/2022
  Unemployed
  Minneapolis, MN
• 11/2022 → 06/2023
  Thrivent Investment Management Inc
  Minneapolis, MN
• 02/2024 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 02/2024 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 06/2023 → 02/2024
  Unemployed
  Minneapolis, MN

Previous Registrations

• 2022-11-04 → 2023-06-26
  Thrivent Investment Management Inc.
  Minneapolis, MN
• 2021-11-05 → 2021-11-11
  Fidelity Personal And Workplace Advisors
  Minneapolis, MN
• 2015-10-09 → 2021-07-22
  Ameriprise Financial Services, Llc
  Minneapolis, MN

Exams

• S66 Uniform Combined State Law Examination
  2015-10-09

Other Names

• Colin C Farley
• Colin Christopher Farley