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Current Employers
Independence Square Holdings, Llc

150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-08-23
  • PA RA
    APPROVED
    Since 2022-08-23

Branch Locations

150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc King Of Prussia PA 06/2021 Present
Lehigh University Bethlehem PA 09/2017 06/2021
Conestoga High School Paoli PA 06/2013 09/2017
  • 06/2021 → Present
    Lpl Financial, Llc
    King Of Prussia, PA
  • 09/2017 → 06/2021
    Lehigh University
    Bethlehem, PA
  • 06/2013 → 09/2017
    Conestoga High School
    Paoli, PA
Other Businesses

1. 10/14/2022 - Independence Square Holdings LLC - DBA: Independence Square Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/23/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 2. 10/17/2022 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 08/23/2022 - 160 Hours Per Month/160 Hours During Securities Trading 3. 10/17/2022 - Independence Square Holdings LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid- Start Date - 08/23/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Independence Square Holdings LLC, an independent investment advisor firm. I started this business activity in 8/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 04/06/2023 - Highland Capital Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Wealth Management Advisor - Start Date - 01/27/2023 - 100 Hours Per Month/100 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-01
  • S66 Uniform Combined State Law Examination
    2022-07-01

View on SEC IAPD

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