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150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-08-23 |
Branch Locations
150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | King Of Prussia | PA | 06/2021 | Present |
| Lehigh University | Bethlehem | PA | 09/2017 | 06/2021 |
| Conestoga High School | Paoli | PA | 06/2013 | 09/2017 |
1. 10/14/2022 - Independence Square Holdings LLC - DBA: Independence Square Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/23/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 2. 10/17/2022 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 08/23/2022 - 160 Hours Per Month/160 Hours During Securities Trading 3. 10/17/2022 - Independence Square Holdings LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid- Start Date - 08/23/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Independence Square Holdings LLC, an independent investment advisor firm. I started this business activity in 8/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 04/06/2023 - Highland Capital Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Wealth Management Advisor - Start Date - 01/27/2023 - 100 Hours Per Month/100 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-01 |
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