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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-04-27 |
Branch Locations
1700 E Putnam Ave Ste 200, Old Greenwich, CT 06870 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs | White Plains | NY | 05/2017 | 04/2022 |
| Ubs | Weehawken | NJ | 07/2015 | 10/2016 |
| Independent Contractor | Hewitt | NJ | 10/2016 | 05/2017 |
| Wells Fargo Advisors Financial Network, Llc | Old Greenwich | CT | 04/2022 | Present |
RJS YOGA INSTRUCTION, LLC, NOT INVT RELATED, HEWITT, NJ, 100% OWNERSHIP, START DATE 11/29/2016, 1 HR PER MONTH, 0 HRS DURING TRADING, YOGA INSTRUCTION. BROYOGA, LLC, NOT INVT RELATED, HEWITT, NJ, 100% OWNERSHIP, START DATE 6/2/2016, 1 HR PER MONTH, 0 HRS DURING TRADING, RETAIL CLOTHING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-03 |
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