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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-08-23
  • FL RA
    APPROVED
    Since 2016-08-23

Branch Locations

1000 Legion Pl Ste 1400, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Orlando FL 12/2015 Present
Steven Thagard Orlando FL 08/2015 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2016 Present
Mary Thagard Orlando FL 10/2025 Present
  • 12/2015 → Present
    Orlando, FL
  • 08/2015 → Present
    Steven Thagard
    Orlando, FL
  • 10/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 10/2025 → Present
    Mary Thagard
    Orlando, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-19
  • S66 Uniform Combined State Law Examination
    2016-08-19
Other Names
  • Jason T Vogt
  • Jason Thomas Vogt

View on SEC IAPD

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