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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-10-26 |
Branch Locations
2000 Randolph Road, Charlotte, NC 28207 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2015 | 03/2018 |
| Pnc Investments | Charlotte | NC | 04/2018 | 10/2018 |
| E*Trade Securities Llc | Charlotte | NC | 10/2018 | 07/2023 |
| E*Trade Capital Management Llc | Charlotte | NC | 10/2018 | 07/2023 |
| Pnc Investments | Charlotte | NC | 10/2023 | Present |
| Unemployed | Charlotte | NC | 07/2023 | 10/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-04 |
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