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Schwab Wealth Advisory, Inc. CRD 159035
168,774 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-03 |
| CO | RA | APPROVED | 2021-03-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Greenwood Village | CO | 07/2015 | 09/2018 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 09/2018 |
| Strategic Advisers Llc | Greenwood Village | CO | 03/2016 | 07/2018 |
| Tiaa | Denver | CO | 09/2018 | 01/2021 |
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 09/2018 | 01/2021 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 02/2021 | Present |
| Schwab Wealth Advisory, Inc. | Lone Tree | CO | 02/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-21 |
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