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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-11
CA RA APPROVED 2021-03-30
TX RA APPROVED 2015-11-16
CT RA APPROVED 2015-11-13
  • NY RA
    APPROVED
    Since 2022-10-11
  • CA RA
    APPROVED
    Since 2021-03-30
  • TX RA
    APPROVED
    Since 2015-11-16
  • CT RA
    APPROVED
    Since 2015-11-13

Branch Locations

One Orange Way, C4-S, Windsor, CT 06095 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors, Inc, Windsor CT 08/2015 Present
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; ONE ORANGE WAY; WINDSOR; CT; 06095; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/21/2019; 40; 40; SALE OF FIXED INSURANCE PRODUCTS.| NAME OF ENTITY:Vantage II HOA; No; 1453 Essex St; San Diego; CA; 92103; Home owners association serves to maintain and make decisions regarding the property.; President; 3/11/2022; 1; 0; Be present at HOA meetings. Make decisions (in conjunction with board member approval by majority vote) on how issues associated with the property will be addressed. Examples include maintenance, how cash reserves can be used for the property, etc.| ETHAN SCOTT MAGIC POSITION: Magician NATURE: Entertainment INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: 1453 Essex St, Unit 4, San Diego CA 92103, United States DESCRIPTION: Perform magic tricks for clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-12
  • S66 Uniform Combined State Law Examination
    2015-11-12
Other Names
  • Ethan Brackett

View on SEC IAPD

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