Stephen G Shaw

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 05/2017
  Charles Schwab & Co., Inc.
  El Paso, TX
• 07/2014 → Present
  Army National Guard
  El Paso, TX
• 07/2016 → 12/2016
  Resume Writing Service
  El Paso, TX
• 04/2017 → 05/2018
  First Command Advisory Services
  Fort Worth, TX
• 07/2021 → Present
  Wells Fargo Clearing Services, Llc
  El Paso, TX

Previous Registrations

• 2017-06-05 → 2018-05-17
  First Command Advisory Services
  El Paso, TX
  Fort Worth, TX

Other Businesses

1) RENTAL PROPERTY; INV. RELATED; EL PASO, TX; 100% OWNERSHIP; START DATE 7/2012; 2 HRS PER MONTH. 2) ARMY NATIONAL GUARD; NOT INV. RELATED; EL PASO, TX; ARMY OFFICER; START DATE 3/2003; 20 HRS PER MONTH. 3) SKS COFFEE; INV. RELATED; EL PASO, TX; 51% OWNERSHIP; COFFEE SHOP; 51% OWNERSHIP; START DATE 9/2021; 10 HRS PER MONTH; DUTIES: OVERSEE OPERATIONS OF THE SHOP. 4) ORANGE LEAF FROZEN YOGURT/HUMBLE DONUTS; INV. RELATED; EL PASO, TX; 51% OWNERSHIP; FRANCHISE RETAIL FOOD BUSINESS HELD UNDER SKS PARTNERS LLC; START DATE 2/2018; 15 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: MANAGIN MEMBER SUPERVISE BUSINESS. 5) EL PASO FINANCE HOUSING CORPORATION; NOT INV. RELATED; BOARD MEMBER; START DATE: 2/2019; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTENDING MEETINGS AND VOTING ON BUSINESS MATTERS RELATING TO THE BOARD.

Exams

• S66 Uniform Combined State Law Examination
  2021-12-16
• S65 Uniform Investment Adviser Law Examination
  2017-05-30
• S63 Uniform Securities Agent State Law Examination
  2016-03-31

Other Names

• Stephen Geoffrey Shaw
• Stephen Geoffrey Shaw
• Stephen Shaw