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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-05-09
TX RA APPROVED_RES 2025-05-08
OK RA APPROVED 2024-03-07
MN RA APPROVED 2023-11-30
  • DC RA
    APPROVED
    Since 2025-05-09
  • TX RA
    APPROVED_RES
    Since 2025-05-08
  • OK RA
    APPROVED
    Since 2024-03-07
  • MN RA
    APPROVED
    Since 2023-11-30

Branch Locations

35258 Cr-3, Crosslake, MN 56442 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 07/2015 10/2016
Securities America, Inc. Minneapolis MN 12/2016 05/2022
Everest Financial Group Minneapolis MN 01/2017 05/2022
Lpl Financial Llc Baxter MN 07/2022 11/2022
Your Boat Club Crosslake MN 04/2023 10/2023
Unemployed Pequot Lakes MN 12/2022 03/2023
Frandsen Bank & Trust Baxter MN 07/2022 11/2022
Unemployed Pequot Lakes MN 11/2023 12/2023
Thrivent Investment Management Inc Crosslake MN 11/2023 Present
Thrivent Financial Appleton WI 12/2023 04/2024
Thrivent Financial Appleton WI 04/2024 Present
  • 07/2015 → 10/2016
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 12/2016 → 05/2022
    Securities America, Inc.
    Minneapolis, MN
  • 01/2017 → 05/2022
    Minneapolis, MN
  • 07/2022 → 11/2022
    Baxter, MN
  • 04/2023 → 10/2023
    Your Boat Club
    Crosslake, MN
  • 12/2022 → 03/2023
    Unemployed
    Pequot Lakes, MN
  • 07/2022 → 11/2022
    Frandsen Bank & Trust
    Baxter, MN
  • 11/2023 → 12/2023
    Unemployed
    Pequot Lakes, MN
  • 11/2023 → Present
    Crosslake, MN
  • 12/2023 → 04/2024
    Thrivent Financial
    Appleton, WI
  • 04/2024 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-09
  • S66 Uniform Combined State Law Examination
    2015-10-09
Other Names
  • Jacob F Winters

View on SEC IAPD

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