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Current Employers
Cornerstone Wealth Management, Llc

13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-03-15
  • MO RA
    APPROVED
    Since 2024-03-15

Branch Locations

1801 W. 32Nd St Suite C201, Joplin, MO 64804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Joplin MO 09/2021 Present
Raudenbush Financial Services Llc Joplin MO 06/2015 09/2021
Social Btb Joplin MO 09/2018 02/2020
Cornerstone Wealth Management, Llc St. Peters MO 03/2024 Present
  • 09/2021 → Present
    Lpl Financial Llc
    Joplin, MO
  • 06/2015 → 09/2021
    Raudenbush Financial Services Llc
    Joplin, MO
  • 09/2018 → 02/2020
    Social Btb
    Joplin, MO
  • 03/2024 → Present
    St. Peters, MO
Other Businesses

1) 04/2023 - Cornerstone Wealth Management - DBA for LPL Business (entity for LPL business) - Inv. Related - St. Peters, MO - 160hrs/month - 100% time spent 2) 04/2023 - Notary - Inv. related - Joplin, MO - Notary - Start Date 06/15/2020 - <1hr/month - <1% time spent 3) 05/11/2023 - Cornerstone Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 09/01/2021 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Cornerstone Wealth Management, LLC , an independent investment advisor firm. I started this business activity in 09/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-16
  • S66 Uniform Combined State Law Examination
    2023-08-16
Other Names
  • Rachel Elizabeth Opel

View on SEC IAPD

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