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13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-03-15 |
Branch Locations
1801 W. 32Nd St Suite C201, Joplin, MO 64804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Joplin | MO | 09/2021 | Present |
| Raudenbush Financial Services Llc | Joplin | MO | 06/2015 | 09/2021 |
| Social Btb | Joplin | MO | 09/2018 | 02/2020 |
| Cornerstone Wealth Management, Llc | St. Peters | MO | 03/2024 | Present |
1) 04/2023 - Cornerstone Wealth Management - DBA for LPL Business (entity for LPL business) - Inv. Related - St. Peters, MO - 160hrs/month - 100% time spent 2) 04/2023 - Notary - Inv. related - Joplin, MO - Notary - Start Date 06/15/2020 - <1hr/month - <1% time spent 3) 05/11/2023 - Cornerstone Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 09/01/2021 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Cornerstone Wealth Management, LLC , an independent investment advisor firm. I started this business activity in 09/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-16 |
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