Gagandeep Kaur

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 10/2025
  J.P. Morgan Securties Llc
  Rockfille Centre, NY
• 06/2015 → 10/2025
  J.P. Morgan Chase Bank
  Rockfille Center, NY
• 10/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Melville, NY

Other Businesses

I*3096264 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Hicksville, New York, 11801 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 01/01/2020 Number of Hours: 0 Number of Hours during trading: 0 Duties: Co-owner of rental property

Exams

• S66 Uniform Combined State Law Examination
  2026-02-27
• S63 Uniform Securities Agent State Law Examination
  2015-08-11