Joseph P Riazzi

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-12-18
OH	RA	APPROVED	2024-11-04

Branch Locations

5905 E Galbraith Rd, Cincinnati, OH 45236 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Global X Management Company Llc	New York	NY	06/2015	02/2020
Foreside Fund Services	New York	NY	08/2015	02/2020
Foreside Fund Services, Llc	Cincinnati	OH	02/2020	01/2024
Global X Management Company Llc	Cincinnati	OH	02/2020	01/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Cincinnati	OH	10/2024	Present
Unemployed	Cincinnati	OH	02/2024	09/2024
Bank Of America, N.A.	Cincinnati	OH	12/2024	Present

06/2015 → 02/2020

Global X Management Company Llc

New York, NY
08/2015 → 02/2020

Foreside Fund Services

New York, NY
02/2020 → 01/2024

Foreside Fund Services, Llc

Cincinnati, OH
02/2020 → 01/2024

Global X Management Company Llc

Cincinnati, OH
10/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH
02/2024 → 09/2024

Unemployed

Cincinnati, OH
12/2024 → Present

Bank Of America, N.A.

Cincinnati, OH

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-10-14
S63	Uniform Securities Agent State Law Examination	2015-08-17