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James Putnam Busterud

Jack Point Advisors, LLC

Novato, CA

CRD 3126158

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Employer firm

Jack Point Advisors, LLC CRD 289426

$35.0M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Jack Point Advisors, Llc

Novato, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-14
  • CA RA
    APPROVED
    Since 2024-03-14

Branch Locations

Novato, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 11/2008 12/2017
Jack Point Advisors, Llc Southport CT 12/2017 Present
  • 11/2008 → 12/2017
    Ubs Financial Services Inc
    New York, NY
  • 12/2017 → Present
    Jack Point Advisors, Llc
    Southport, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-11-20
  • S66 Uniform Combined State Law Examination
    1998-11-20
Designations
  • Certified Financial Planner
Other Names
  • James P Busterud

View on SEC IAPD

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