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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Fort Lauderdale | FL | 03/2016 | 01/2017 |
| Massachusetts Mutual Life Insurance Co | Fort Lauderdale | FL | 01/2015 | 01/2017 |
| Massmutual Life Insurance Co | Fort Lauderdale | FL | 12/2018 | 08/2020 |
| Mml Investors Services, Llc | Fort Lauderdale | FL | 01/2019 | 08/2020 |
| Massmutual Life Insurance Co | Miami | FL | 02/2017 | 11/2018 |
| Regions Bank | Pinecrest | FL | 03/2022 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 03/2022 | Present |
| Cetera Investment Advisers Llc | Pinecrest | FL | 03/2022 | Present |
| Adp | Miami | FL | 10/2020 | 08/2021 |
| Guerra Financial Group | Miami | FL | 08/2021 | 03/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-06 |
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