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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • NM RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Albuquerque, NM • United States

2100 Louisiana Blvd Ne Building 209, Albuquerque, NM 87110-5413 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Albuquerque NM 06/2015 06/2018
Edward Jones St.LOuis MO 11/2018 05/2019
Unemployed Albuquerque NM 06/2018 11/2018
Unemployed Albuquerque NM 06/2019 10/2019
Edward Jones Saint Louis MO 10/2019 10/2021
Fidelity Investments Albuquerque NM 10/2021 Present
Fidelity Investments Boston MA 03/2025 Present
  • 06/2015 → 06/2018
    Fidelity Brokerage Services Llc
    Albuquerque, NM
  • 11/2018 → 05/2019
    St.LOuis, MO
  • 06/2018 → 11/2018
    Unemployed
    Albuquerque, NM
  • 06/2019 → 10/2019
    Unemployed
    Albuquerque, NM
  • 10/2019 → 10/2021
    Saint Louis, MO
  • 10/2021 → Present
    Fidelity Investments
    Albuquerque, NM
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-01-19 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Albuquerque, NM
  • 2019-10-21 → 2021-10-19
    Maryland Heights, MO
    Albuquerque, NM
    Albuquerque, NM
  • 2018-11-13 → 2019-05-31
    Albuquerque, NM
    St Louis, MO
    Albuquerque, NM
  • 2018-04-18 → 2018-07-12
    Albuquerque, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-27
S63 Uniform Securities Agent State Law Examination 2015-09-01
  • S66 Uniform Combined State Law Examination
    2017-03-27
  • S63 Uniform Securities Agent State Law Examination
    2015-09-01
Other Names
  • Julio C Marquez
  • Cesar Marquez

View on SEC IAPD

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