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Employer firm

Ausdal Financial Partners, Inc. CRD 7995

$3.73B regulatory AUM 665 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ADVICE ON UMA PLATFORMS

From the firm’s Form ADV. Read the guides:

Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-02-26
CO RA APPROVED 2021-06-17
CA RA APPROVED 2020-05-19
TX RA APPROVED 2017-08-03
OH RA APPROVED 2016-10-28
  • AZ RA
    APPROVED
    Since 2025-02-26
  • CO RA
    APPROVED
    Since 2021-06-17
  • CA RA
    APPROVED
    Since 2020-05-19
  • TX RA
    APPROVED
    Since 2017-08-03
  • OH RA
    APPROVED
    Since 2016-10-28

Branch Locations

Huron, OH • United States

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ausdal Financial Partners, Inc Davenport IA 06/2015 Present
Thomas Schaefer Huron OH 06/2015 Present
The Volstead Bar Sandusky OH 05/2018 01/2020
  • 06/2015 → Present
    Davenport, IA
  • 06/2015 → Present
    Thomas Schaefer
    Huron, OH
  • 05/2018 → 01/2020
    The Volstead Bar
    Sandusky, OH
Other Businesses

OUTSIDE INSURANCE SALES; INVESTMENT RELATED; NATHAN G SCHAEFER AND ASSOCIATES; HURON, OH; INSURANCE SALES; INDEPENDENT AGENT; ACTIVITY BEGAN JULY 2017; I DEVOTE 4 HOURS PER MONTH TO THIS ACTIVITY AND NONE DURING TRADING HOURS; COMPENSATION IS COMMISSION; SALE OF INSURANCE PRODUCTS. EBAY; NOT INVESTMENT RELATED; HURON, OH; SALE OF HOUSEHOLD ITEMS FOR PROFIT; SELLER; ACTIVITY BEGAN 01/2026; I DEVOTE LESS THAN ONE HOUR PER MONTH TO THIS ACTIVITY WITH NO TIME DURING TRADING HOURS; LISTING/SELLING ITEMS ON EBAY INSTEAD OF DISPOSING OF THEM.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-22
S63 Uniform Securities Agent State Law Examination 2016-04-04
  • S65 Uniform Investment Adviser Law Examination
    2016-10-22
  • S63 Uniform Securities Agent State Law Examination
    2016-04-04

View on SEC IAPD

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