Christin C Rogalski

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-10-30
OH	RA	APPROVED	2023-10-10

TX RA
APPROVED

Since 2023-10-30
OH RA
APPROVED

Since 2023-10-10

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

4908 Whiteford Rd, Toledo, OH 43623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Toledo	OH	07/2015	Present

07/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Toledo, OH

Other Businesses

I*2030282, Entity Type Fiduciary , Name of OBA: KR Address: Rossford, Ohio, 43460 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: Oct-02- 2024 No Hours: 1 yearly No Hours during trading: 0 Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-10-05

S66 Uniform Combined State Law Examination

2023-10-05

Other Names

Christin C Schwarz

View on SEC IAPD