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Employer firm

Oneamerica Securities, Inc. CRD 4173

$306M regulatory AUM 8,795 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Oneamerica Securities, Inc.

One American Square, Indianapolis, IN 46282 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-06
GA RA APPROVED 2025-07-09
FL RA APPROVED 2025-01-01
MD RA APPROVED 2025-01-01
SC RA APPROVED 2025-01-01
NC RA APPROVED 2018-10-09
IL RA APPROVED 2018-01-03
OH RA APPROVED 2016-03-22
  • TX RA
    APPROVED_RES
    Since 2026-04-06
  • GA RA
    APPROVED
    Since 2025-07-09
  • FL RA
    APPROVED
    Since 2025-01-01
  • MD RA
    APPROVED
    Since 2025-01-01
  • SC RA
    APPROVED
    Since 2025-01-01
  • NC RA
    APPROVED
    Since 2018-10-09
  • IL RA
    APPROVED
    Since 2018-01-03
  • OH RA
    APPROVED
    Since 2016-03-22

Branch Locations

One American Square, Indianapolis, IN 46282 • United States

275 Graham Road Suite 8, Cuyahoga Falls, OH 44223 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Life Westlake OH 06/2015 Present
Oneamerica Securities Westlake OH 08/2015 Present
Independence Capital Co. Inc. Parma OH 12/2019 01/2020
  • 06/2015 → Present
    American United Life
    Westlake, OH
  • 08/2015 → Present
    Oneamerica Securities
    Westlake, OH
  • 12/2019 → 01/2020
    Parma, OH
Previous Registrations
Other Businesses

Non-variable insurance sales (fixed life, fixed annuities, health)**President: Swings for Scholarships - 501(c)(3) to raise scholarship money by hosting and organizing golf outings**Owner: NIBO L D, LLC - ownership of office building

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-18
  • S66 Uniform Combined State Law Examination
    2016-03-18
Designations
  • Certified Financial Planner

View on SEC IAPD

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