John Derek Wilcox

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2026-08-04
PA	RA	APPROVED	2026-04-14
IL	RA	APPROVED	2025-03-14
MN	RA	APPROVED	2024-11-01
OH	RA	APPROVED	2024-01-03
NY	RA	APPROVED	2021-02-02
FL	RA	APPROVED	2020-11-06
GA	RA	APPROVED	2020-11-06
KS	RA	APPROVED	2020-08-10
SC	RA	APPROVED	2020-05-14

WI RA
APPROVED

Since 2026-08-04
PA RA
APPROVED

Since 2026-04-14
IL RA
APPROVED

Since 2025-03-14
MN RA
APPROVED

Since 2024-11-01
OH RA
APPROVED

Since 2024-01-03
NY RA
APPROVED

Since 2021-02-02
FL RA
APPROVED

Since 2020-11-06
GA RA
APPROVED

Since 2020-11-06
KS RA
APPROVED

Since 2020-08-10
SC RA
APPROVED

Since 2020-05-14

Branch Locations

Columbia, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sc Air National Guard	Eastover	SC	04/2010	03/2020
Centaurus Financial Inc.	Anaheim	CA	09/2015	Present

04/2010 → 03/2020

Sc Air National Guard

Eastover, SC
09/2015 → Present

Centaurus Financial Inc.

Anaheim, CA

Other Businesses

1. UNITED STATES AIR FORCE POSITION: Retired Lt Col NATURE: I receive military retirement and Veterans Administration benefits from my previous service in the United States Air Force/Air National Guard. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2020 ADDRESS: 1 Sweet Jasmine Ct, Columbia SC 29229, United States DESCRIPTION: No Active duitIes. I am retired from the United States Air Force/Air National Guard. I receive Military and Veterans Administration pension benefits monthly. VC CAPITAL ADVISORS POSITION: Investment Advisor Representative NATURE: DBA for marketing and branding purposes only. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/03/2025 ADDRESS: Columbia SC 29229, United States DESCRIPTION: This is a DBA for marketing and branding purposes only.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-05-11
S63	Uniform Securities Agent State Law Examination	2015-10-16

S65 Uniform Investment Adviser Law Examination

2020-05-11
S63 Uniform Securities Agent State Law Examination

2015-10-16

View on SEC IAPD