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Victor James Giordano

Charles Schwab & Co., Inc.

South Barrington, IL

Schaumburg, IL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-05-04
  • IL RA
    APPROVED
    Since 2021-05-04

Branch Locations

100 West Higgins Road Suite A-1, South Barrington, IL 60010-9408 • United States

1160 N Plaza Drive, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Naperville IL 06/2015 09/2016
Unemployed Cary IL 09/2016 03/2017
Scottrade, Inc. Rockford IL 03/2017 02/2018
Td Ameritrade, Inc. Rockford IL 02/2018 01/2021
Charles Schwab & Co., Inc. South Barrington IL 04/2021 Present
Charles Schwab Bank, Ssb South Barrington IL 04/2021 Present
  • 06/2015 → 09/2016
    Fidelity Brokerage Services Llc
    Naperville, IL
  • 09/2016 → 03/2017
    Unemployed
    Cary, IL
  • 03/2017 → 02/2018
    Scottrade, Inc.
    Rockford, IL
  • 02/2018 → 01/2021
    Td Ameritrade, Inc.
    Rockford, IL
  • 04/2021 → Present
    Charles Schwab & Co., Inc.
    South Barrington, IL
  • 04/2021 → Present
    Charles Schwab Bank, Ssb
    South Barrington, IL
Previous Registrations
  • 2018-02-27 → 2021-01-11
    Td Ameritrade, Inc.
    Rockford, IL
  • 2018-02-26 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Rockford, IL
  • 2017-03-13 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2015-06-23 → 2016-09-14
    Strategic Advisers Llc
    Naperville, IL
  • 2006-02-13 → 2015-06-16
    Td Ameritrade, Inc.
    San Diego, CA
    Rolling Meadows, IL
    Schaumburg, IL
    Chicago, IL
  • 2006-05-17 → 2015-06-16
    Td Ameritrade Investment Management, Llc
    San Diego, CA
    Rolling Medows, IL
    Schaumburg, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-30
S63 Uniform Securities Agent State Law Examination 1999-07-14
  • S66 Uniform Combined State Law Examination
    2006-01-30
  • S63 Uniform Securities Agent State Law Examination
    1999-07-14
Other Names
  • Victor Giordano
  • Victor James Giordano

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