Jack W Wingerd

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2019 → 11/2019
  Pruco Securities Llc
  St Louis Park, MN
• 08/2015 → 05/2019
  Saint John's University
  Collegeville, MN
• 05/2017 → 08/2017
  Energy Management Collaberative
  Plymouth, MN
• 06/2018 → 08/2018
  The Meritex Company
  Minneapolis, MN
• 09/2019 → 12/2019
  The Prudential Insurance Company Of America
  St Louis Park, MN
• 08/2016 → 05/2017
  St. John's University
  Collegeville, MN
• 08/2017 → 05/2018
  St. John's University
  Collegeville, MN
• 12/2019 → 05/2025
  Osaic Wealth, Inc. Fka Royal Alliance Associates, Inc.
  New Brighton, MN
• 12/2019 → 05/2025
  Osaic Wealth, Inc. Fka Royal Alliance Associates, Inc.
  New Brighton, MN
• 01/2020 → 02/2025
  Financial Dimensions Group, Inc.
  New Brighton, MN
• 05/2025 → Present
  Lpl Financial Llc
  New Brighton, MN

Previous Registrations

• 2019-12-13 → 2025-05-05
  Osaic Wealth, Inc.
  New Brighton, MN
• 2020-02-25 → 2024-11-01
  Financial Dimensions Group, Inc.
  New Brighton, MN
  Arden Hills, MN
• 2019-10-10 → 2019-11-21
  Pruco Securities, Llc.
  St. Louis Park, MN

Other Businesses

1)04/28/2025 - Wingerd Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)04/28/2025 - Jack Wingerd Rental - Co-Owner - Inv Rel - St. Paul, MN - Start: 04/2023 - 3 Hr/Mth

Exams

• S66 Uniform Combined State Law Examination
  2019-09-13

Designations

• Certified Financial Planner

Other Names

• Jack W Wingerd
• Jack Wingerd