Mario Joaquin Torres

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 10/2022
  Voya Financial Advisors, Inc.
  Albuquerque, NM
• 11/2022 → Present
  Lpl Financial
  Albuquerque, NM

Previous Registrations

• 2016-08-08 → 2022-11-03
  Voya Financial Advisors, Inc.
  Scottsdale, AZ
  Albuquerque, NM
  Bernalillo, NM
  San Jose, CA
  Phoenix, AZ
  Albuquerque, NM
  Redlands, CA
  Redlands, CA

Other Businesses

1- 11/2022 / Legacy Financial Group / DBA for LPL Business (entity for LPL business) /Non-Variance Insurance / ALBUQUERQUE, NM 2- 08/2015 / Non-Variance Insurance / Non-Variance Insurance / 10 HRS PER MNTH & 0 HRS During Trading-10 Time Spnt Prcnt / ALBUQUERQUE, NM

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-07-18
• S63 Uniform Securities Agent State Law Examination
  2015-08-05