Shubhra Bhargava Wells

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-06-14

PA RA
APPROVED

Since 2024-06-14

Branch Locations

Wayne, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securities America Inc	Wayne	PA	07/2015	06/2024
Securities America Advisors	Wayne	PA	08/2016	06/2024
Osaic Wealth, Inc.	Wayne	PA	06/2024	Present
Osaic Wealth, Inc.	Wayne	PA	06/2024	Present

07/2015 → 06/2024

Securities America Inc

Wayne, PA
08/2016 → 06/2024

Securities America Advisors

Wayne, PA
06/2024 → Present

Osaic Wealth, Inc.

Wayne, PA
06/2024 → Present

Osaic Wealth, Inc.

Wayne, PA

Previous Registrations

2016-08-31 → 2024-06-14

Securities America Advisors, Inc.

Wayne, PA

Other Businesses

1. THE FMA GROUP POSITION: Marketing NATURE: SHUBHRA WELLS/ INSURANCE - SERVICE, PRODUCER - INVESTMENT RELATED - 5% TIME SPENT - START DATE: 08/2016 - LOCATED AT 394 S WARNER RD, WAYNE, PA 19087 INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 04/27/2016 ADDRESS: 394 S Warner Rd, Wayne PA 19087, United States DESCRIPTION: Life and Health Insurances Marketing and Education.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-10-22

S66 Uniform Combined State Law Examination

2015-10-22

Other Names

Shubhra Bhargava
Shubhra Wells

View on SEC IAPD