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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-07-21 |
| FL | RA | APPROVED | 2021-07-21 |
| OH | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
123 N College Ave Ste 112, Fort Collins, CO 80524 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Ft Collins | CO | 07/2015 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Timnath | CO | 11/2015 | 07/2021 |
| Lpl Financial, Llc | Fort Collins | CO | 07/2021 | Present |
1. 04/12/2022- AGR Wealth LLC- DBA: Advisory Group of the Rockies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/09/2022 - 160 Hours Per Month/7 Hours During Securities Trading. 2. 10/24/2023: CPA Group of The Rockies; At Reported Business Location(s); Tax Prep/Accounting/CPA; Partner; Inv. related; start date 7/21/2023; 2hrs/mo.; 0hrs during trading. 3. 10/24/2023: AGR Tax LLC; At Reported Business Location(s); Business Entity For Tax/Investment Purposes Only; Partner; Not inv. related; start date 7/21/2023; 0hrs/mo. during trading. 4. 10/24/2023: AGR Insurance LLC; At Reported Business Location(s); Insurance Agency; Inv. related; start date 7/21/2023; 1hrs/mo.; 0hrs during trading. 5. 10/24/2023: AGR Holdings LLC; At Reported Business Location(s); Business Entity For Tax/Investment Purposes Only; Not inv. related; start date 7/21/2023; 0hrs/mo. during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-24 |
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