Kathleen Finn

Current Employers

Employment History

• 01/2009 → Present
  Kathleen Finn, Llc
  Washington, DC
• 04/2006 → Present
  Kathleen Finn
  Washington, DC
• 04/2011 → Present
  Finn Financial Advisory Group, Inc
  Washington, DC
• 04/2025 → Present
  Catoctin Ridge Wealth Partners
  Thurmont, MD

Previous Registrations

• 2011-06-06 → 2025-12-31
  Finn Financial Advisory Group, Inc.
  Washington, DC
• 2006-05-04 → 2009-11-03
  Grove Point Investments, Llc
  Rockville, MD
  Washington, DC
• 2005-03-07 → 2006-03-08
  A. G. Edwards & Sons, Inc.
  Washington, DC

Other Businesses

Kathleen Finn, KFINN LLC - Insurance Sales and NOT investment related. Address: 1316 Q St, NW, Washington, DC 20009. Agent for Life Insurance (term and permanent), Fixed Annuities, Disability and Long Term care providing services to individuals. Started 4/2006. Approximately 10 hours per month during trading hours. Duties: Advise clients on new insurance policies and service existing policies. Kathleen Finn, LLC - Tax Preparation and Planning and NOT investment related. Address: 1316 Q St, NW, Washington, DC 20009. Enrolled Agent/ tax preparer. Started 1/2009. Approximately 80 hrs per month during trading hours. Duties: Prepare individual and business tax returns and tax planning services.

Exams

• S66 Uniform Combined State Law Examination
  2004-12-21

Designations