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Aric Michael Harris

Fisher Investments

Plano, TX

Tampa, FL

CRD 6525397

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-12-03
TX RA APPROVED_RES 2023-08-21
WA RA APPROVED 2018-12-14
  • FL RA
    APPROVED
    Since 2023-12-03
  • TX RA
    APPROVED_RES
    Since 2023-08-21
  • WA RA
    APPROVED
    Since 2018-12-14

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

3405 W Martin Luther King Jr. Blvd Suite 300, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Cincinnati OH 05/2016 08/2017
Mml Investors Services Cincinnati OH 09/2016 08/2017
Tin Roof Cincinnati OH 05/2015 09/2018
Pnc Bank, Na Cincinnati OH 08/2017 09/2018
Pnc Investments, Llc Pittsburgh PA 08/2017 09/2018
Fisher Investments Camas WA 09/2018 Present
  • 05/2016 → 08/2017
    Mass Mutual Life Insurance Company
    Cincinnati, OH
  • 09/2016 → 08/2017
    Mml Investors Services
    Cincinnati, OH
  • 05/2015 → 09/2018
    Tin Roof
    Cincinnati, OH
  • 08/2017 → 09/2018
    Pnc Bank, Na
    Cincinnati, OH
  • 08/2017 → 09/2018
    Pnc Investments, Llc
    Pittsburgh, PA
  • 09/2018 → Present
    Fisher Investments
    Camas, WA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-10
S63 Uniform Securities Agent State Law Examination 2017-02-17
  • S65 Uniform Investment Adviser Law Examination
    2018-12-10
  • S63 Uniform Securities Agent State Law Examination
    2017-02-17

View on SEC IAPD

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