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5454 W. 110Th Street, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-10-04 |
| TX | RA | APPROVED | 2021-10-04 |
Branch Locations
5454 W. 110Th Street, Overland Park, KS 66211 • United States
1515 W 22Nd St. Suite 850, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invesco | Downers Grove | IL | 06/2015 | 05/2019 |
| First Trust Portfolios L.P. | Wheaton | IL | 05/2019 | 11/2019 |
| First Trust Advisors L.P. | Wheaton | IL | 05/2019 | 11/2019 |
| Raymond James Financial Services Advisors, Inc. | Oak Brook | IL | 11/2019 | 09/2021 |
| Raymond James Financial Services, Inc. | Oak Brook | IL | 11/2019 | 09/2021 |
| Creative Planning, Llc | Oak Brook | IL | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-30 |
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