Travis Mitchell Sims

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 03/2020
  Ameriprise Financial Services, Inc.
  Richmond, VA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Richmond, VA

Other Businesses

Other Business Activities; Deacon; Deacon of the church I attend, Dover Baptist. Help handle ordinances, logistics, pastor support, and promote church unity.; 635 Manakin Rd, , Manakin Sabot, VA, 23103; Not Investment-Related; 08/02/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2017-12-01