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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-15 |
| CA | RA | APPROVED | 2021-06-18 |
Branch Locations
4400 Post Oak Parkway Suite 1700, Houston, TX 77027 • United States
555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States
Humble, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | San Francisco | CA | 03/2016 | Present |
Atascocita Volunteer Fire Department/ investment related?:no / 18425 Timber Forest Dr, Humble, Texas, 77346/ Fire Department that provides fire and rescue services to the town of Atascocita./ Volunteer Firefighter/ Fire and emergency medicals services./ start date: 2/23/2021/ time reqd during working hours?: no HCA Houston Healthcare,Emergency Medical Services,TexasUnited States,Provide emergency medical treatment, Start date 6/10/2023
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-10 |
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