Kevin James Nashburn

Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 03/2021
  Keybank
  Lockport, NY
• 08/2016 → 07/2019
  Key Investment Services Llc
  Buffalo, NY
• 07/2019 → 03/2021
  Key Investment Services Llc
  Cheektowaga, NY
• 03/2021 → 07/2022
  Key Investment Services
  Lockport, NY
• 07/2022 → 01/2025
  The Prudential Insurance Company Of America
  Amherst, NY
• 07/2022 → 11/2024
  Pruco Securities
  Amherst, NY
• 11/2024 → 01/2025
  Lpl Enterprise, Llc
  Williamsville, NY
• 02/2025 → Present
  Hsbc Bank Usa, N.A.
  Buffalo, NY
• 02/2025 → Present
  Hsbc Securities (Usa) Inc
  Buffalo, NY

Previous Registrations

• 2024-11-14 → 2025-02-14
  Lpl Enterprise, Llc
  Williamsville, NY
  Syracuse, NY
• 2022-07-12 → 2024-11-14
  Pruco Securities, Llc.
  Syracuse, NY
  Williamsville, NY
• 2021-03-26 → 2022-07-16
  Key Investment Services Llc
  Lockport, NY
  Buffalo, NY
  Lockport, NY
  Cheektowaga, NY
  Rochester, NY
  Cheektowaga, NY
  Brooklyn, OH

Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams

• S66 Uniform Combined State Law Examination
  2020-03-12
• S63 Uniform Securities Agent State Law Examination
  2015-08-06

Other Names

• Kevin James Nashburn
• Kevin Nashburn