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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-31
ND RA APPROVED 2025-10-31
VI RA APPROVED 2025-10-30
AK RA APPROVED 2025-10-28
PR RA APPROVED 2025-10-27
GA RA APPROVED 2025-10-23
MN RA APPROVED 2025-10-23
TX RA APPROVED_RES 2025-10-23
AL RA APPROVED 2025-10-22
DE RA APPROVED 2025-10-22
IA RA APPROVED 2025-10-22
LA RA APPROVED 2025-10-22
ME RA APPROVED 2025-10-22
MD RA APPROVED 2025-10-22
MT RA APPROVED 2025-10-22
NE RA APPROVED 2025-10-22
NM RA APPROVED 2025-10-22
UT RA APPROVED 2025-10-22
KS RA APPROVED 2025-03-26
NY RA APPROVED 2025-02-20
  • NC RA
    APPROVED
    Since 2025-10-31
  • ND RA
    APPROVED
    Since 2025-10-31
  • VI RA
    APPROVED
    Since 2025-10-30
  • AK RA
    APPROVED
    Since 2025-10-28
  • PR RA
    APPROVED
    Since 2025-10-27
  • GA RA
    APPROVED
    Since 2025-10-23
  • MN RA
    APPROVED
    Since 2025-10-23
  • TX RA
    APPROVED_RES
    Since 2025-10-23
  • AL RA
    APPROVED
    Since 2025-10-22
  • DE RA
    APPROVED
    Since 2025-10-22
  • IA RA
    APPROVED
    Since 2025-10-22
  • LA RA
    APPROVED
    Since 2025-10-22
  • ME RA
    APPROVED
    Since 2025-10-22
  • MD RA
    APPROVED
    Since 2025-10-22
  • MT RA
    APPROVED
    Since 2025-10-22
  • NE RA
    APPROVED
    Since 2025-10-22
  • NM RA
    APPROVED
    Since 2025-10-22
  • UT RA
    APPROVED
    Since 2025-10-22
  • KS RA
    APPROVED
    Since 2025-03-26
  • NY RA
    APPROVED
    Since 2025-02-20

Branch Locations

Lyndonville, NY • United States

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybank Lockport NY 07/2016 03/2021
Key Investment Services Llc Buffalo NY 08/2016 07/2019
Key Investment Services Llc Cheektowaga NY 07/2019 03/2021
Key Investment Services Lockport NY 03/2021 07/2022
The Prudential Insurance Company Of America Amherst NY 07/2022 01/2025
Pruco Securities Amherst NY 07/2022 11/2024
Lpl Enterprise, Llc Williamsville NY 11/2024 01/2025
Hsbc Bank Usa, N.A. Buffalo NY 02/2025 Present
Hsbc Securities (Usa) Inc Buffalo NY 02/2025 Present
  • 07/2016 → 03/2021
    Keybank
    Lockport, NY
  • 08/2016 → 07/2019
    Buffalo, NY
  • 07/2019 → 03/2021
    Cheektowaga, NY
  • 03/2021 → 07/2022
    Key Investment Services
    Lockport, NY
  • 07/2022 → 01/2025
    The Prudential Insurance Company Of America
    Amherst, NY
  • 07/2022 → 11/2024
    Pruco Securities
    Amherst, NY
  • 11/2024 → 01/2025
    Williamsville, NY
  • 02/2025 → Present
    Hsbc Bank Usa, N.A.
    Buffalo, NY
  • 02/2025 → Present
    Buffalo, NY
Previous Registrations
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-12
S63 Uniform Securities Agent State Law Examination 2015-08-06
  • S66 Uniform Combined State Law Examination
    2020-03-12
  • S63 Uniform Securities Agent State Law Examination
    2015-08-06
Other Names
  • Kevin James Nashburn
  • Kevin Nashburn

View on SEC IAPD

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