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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-31 |
| ND | RA | APPROVED | 2025-10-31 |
| VI | RA | APPROVED | 2025-10-30 |
| AK | RA | APPROVED | 2025-10-28 |
| PR | RA | APPROVED | 2025-10-27 |
| GA | RA | APPROVED | 2025-10-23 |
| MN | RA | APPROVED | 2025-10-23 |
| TX | RA | APPROVED_RES | 2025-10-23 |
| AL | RA | APPROVED | 2025-10-22 |
| DE | RA | APPROVED | 2025-10-22 |
| IA | RA | APPROVED | 2025-10-22 |
| LA | RA | APPROVED | 2025-10-22 |
| ME | RA | APPROVED | 2025-10-22 |
| MD | RA | APPROVED | 2025-10-22 |
| MT | RA | APPROVED | 2025-10-22 |
| NE | RA | APPROVED | 2025-10-22 |
| NM | RA | APPROVED | 2025-10-22 |
| UT | RA | APPROVED | 2025-10-22 |
| KS | RA | APPROVED | 2025-03-26 |
| NY | RA | APPROVED | 2025-02-20 |
Branch Locations
Lyndonville, NY • United States
239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keybank | Lockport | NY | 07/2016 | 03/2021 |
| Key Investment Services Llc | Buffalo | NY | 08/2016 | 07/2019 |
| Key Investment Services Llc | Cheektowaga | NY | 07/2019 | 03/2021 |
| Key Investment Services | Lockport | NY | 03/2021 | 07/2022 |
| The Prudential Insurance Company Of America | Amherst | NY | 07/2022 | 01/2025 |
| Pruco Securities | Amherst | NY | 07/2022 | 11/2024 |
| Lpl Enterprise, Llc | Williamsville | NY | 11/2024 | 01/2025 |
| Hsbc Bank Usa, N.A. | Buffalo | NY | 02/2025 | Present |
| Hsbc Securities (Usa) Inc | Buffalo | NY | 02/2025 | Present |
Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-06 |
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