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Dennis Amechi Oparaugo

Charles Schwab & Co., Inc.

Bowie, MD

CRD 3126111

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-02
MD RA APPROVED 2013-09-05
  • TX RA
    APPROVED
    Since 2019-01-02
  • MD RA
    APPROVED
    Since 2013-09-05

Branch Locations

6103 Highbridge Road, Bowie, MD 20720-5216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Bowie MD 08/2013 Present
Landlord Bowie MD 06/2000 Present
Hedgestone Group Llc Bowie MD 09/2013 Present
Roundcomb, Inc Bowie MD 04/2015 Present
  • 08/2013 → Present
    Bowie, MD
  • 06/2000 → Present
    Landlord
    Bowie, MD
  • 09/2013 → Present
    Hedgestone Group Llc
    Bowie, MD
  • 04/2015 → Present
    Roundcomb, Inc
    Bowie, MD
Previous Registrations
  • 2009-05-27 → 2013-09-06
    Clinton, MD
    District Heights, MD
    Oxon Hill, MD
    Largo, MD
    Lanham, MD
    Bowie, MD
    Greenbelt, MD
    Fort Meade, MD
    Laurel, MD
    Silver Spring, MD
    Clinton, MD
    Silver Spring, MD
    Beltsville, MD
    Washington, DC
    Hyattsville, MD
    Oxon Hill, MD
    Greenbelt, MD
    Washington, DC
    Washington, DC
    Wheaton, MD
    Laurel, MD
    Laurel, MD
    Laurel, MD
    Oxon Hill, MD
Other Businesses

1) N/A|Investment Related: No|9205 CRUTCHFIELD LN, BOWIE, MD, 20720, USA|Real Estate (Non-Agent/Broker)|LANDLORD|6/16/2000|Less than 20 hour/month - 0 during trading hours|LANDLORD - RESPONSIBLE FOR TENANT SELECTION, LEASE NEGOTIATION, AND PAYMENT OF MORTGAGES, 2) Roundcomb, Inc|Investment Related: No|9205 Crutchfield Ln, Bowie, MD, 20720, USA|Real Estate (Non-Agent/Broker)|Co-founder|4/6/2015|Less than 20 hour/month - 0 during trading hours|Planning & Administration

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-05-26
S63 Uniform Securities Agent State Law Examination 1998-10-31
  • S65 Uniform Investment Adviser Law Examination
    2009-05-26
  • S63 Uniform Securities Agent State Law Examination
    1998-10-31
Designations
  • Certified Financial Planner

View on SEC IAPD

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