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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-02 |
| MD | RA | APPROVED | 2013-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Bowie | MD | 08/2013 | Present |
| Landlord | Bowie | MD | 06/2000 | Present |
| Hedgestone Group Llc | Bowie | MD | 09/2013 | Present |
| Roundcomb, Inc | Bowie | MD | 04/2015 | Present |
1) N/A|Investment Related: No|9205 CRUTCHFIELD LN, BOWIE, MD, 20720, USA|Real Estate (Non-Agent/Broker)|LANDLORD|6/16/2000|Less than 20 hour/month - 0 during trading hours|LANDLORD - RESPONSIBLE FOR TENANT SELECTION, LEASE NEGOTIATION, AND PAYMENT OF MORTGAGES, 2) Roundcomb, Inc|Investment Related: No|9205 Crutchfield Ln, Bowie, MD, 20720, USA|Real Estate (Non-Agent/Broker)|Co-founder|4/6/2015|Less than 20 hour/month - 0 during trading hours|Planning & Administration
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-31 |
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