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Chase B Henley

Morgan Stanley

Pleasanton, CA

CRD 6524690

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-18
CA RA APPROVED 2019-09-27
  • TX RA
    APPROVED
    Since 2021-02-18
  • CA RA
    APPROVED
    Since 2019-09-27

Branch Locations

4309 Hacienda Drive Suite 200, Pleasanton, CA 94588 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Pleasanton CA 07/2019 Present
Amherst College Amherst MA 08/2016 06/2017
Morgan Stanley Pleasanton CA 07/2017 08/2017
Amherst College Amherst MA 08/2017 06/2018
Morgan Stanley Pleasanton CA 07/2018 08/2018
Amherst College Amherst MA 08/2018 06/2019
Morgan Stanley Private Bank, N.A. New York NY 10/2019 Present
  • 07/2019 → Present
    Morgan Stanley
    Pleasanton, CA
  • 08/2016 → 06/2017
    Amherst College
    Amherst, MA
  • 07/2017 → 08/2017
    Morgan Stanley
    Pleasanton, CA
  • 08/2017 → 06/2018
    Amherst College
    Amherst, MA
  • 07/2018 → 08/2018
    Morgan Stanley
    Pleasanton, CA
  • 08/2018 → 06/2019
    Amherst College
    Amherst, MA
  • 10/2019 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-27
  • S66 Uniform Combined State Law Examination
    2019-09-27
Other Names
  • Chase Brockton Henley
  • Chase Henley

View on SEC IAPD

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